Important Notice: Our web hosting provider recently started charging us for additional visits, which was unexpected. In response, we're seeking donations. Depending on the situation, we may explore different monetization options for our Community and Expert Contributors. It's crucial to provide more returns for their expertise and offer more Expert Validated Answers or AI Validated Answers. Learn more about our hosting issue here.

What are the allowable uses of client commissions for third-party research payments under Section 28(e)?

April 26, 2017allowable client commissions PAYMENTS Research section third-party uses

0

Posted

What are the allowable uses of client commissions for third-party research payments under Section 28(e)?

1 Answer

0

Posted

According to Section 28(e), safe harbor research services can include eligible advice and analysis or reports that provide lawful and appropriate assistance to the investment manager’s decision-making process.