What are form types 13F-HR, 13F-NT, and Form 13F-E that are referred to on page H-1 of the Filer Manual?
See Special Instruction 13.e to Form 13F [Adobe Acrobat® (PDF) file]. Form types 13F-HR and 13F-NT are EDGAR submission types. You should use them as follows to designate the type of Form 13F that you are filing: 13F Holdings Report 13F-HR 13F Combination Report 13F-HR 13F Notice 13F-NT Form 13F-E is obsolete as of April 1, 1999. It cannot be used after that date.
Related Questions
- A filer has checked "no" to all 5 statements on the signature page of the form. Am I required to retain Parts I-V of the form, even though the filer had nothing to report?
- Why does the information provided in this section of the FAQs differ from the information provided on page 4 of the Instruction Manual for SCREEN Form: DOH-695 (2/2009)?
- What are form types 13F-HR, 13F-NT, and Form 13F-E that are referred to on page H-1 of the Filer Manual?
