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Under AMS/3, does investor need to trade securities through brokers (or market participants)?

April 26, 2017AMS brokers investor market participants securities Trade

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Under AMS/3, does investor need to trade securities through brokers (or market participants)?

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Yes, an investor must open an account with a broker for stock trading. No matter which channel does an investor use, the order has to be passed to the market for matching and execution through a market participant (broker); that is, brokers continuous to perform as intermediary between investors and the stock exchange.