Important Notice: Our web hosting provider recently started charging us for additional visits, which was unexpected. In response, we're seeking donations. Depending on the situation, we may explore different monetization options for our Community and Expert Contributors. It's crucial to provide more returns for their expertise and offer more Expert Validated Answers or AI Validated Answers. Learn more about our hosting issue here.

The regulation requires a company to disclose details of any restrictions on the transfer of its Listed Securities. What does this entail?

April 26, 2017COMPANY disclose regulation requires securities transfer

0

Posted

The regulation requires a company to disclose details of any restrictions on the transfer of its Listed Securities. What does this entail?

1 Answer

0

Posted

This requirement is mainly to help investors identify securities that are restricted by regulations other than those of TOKYO AIM. For example, any US securities not registered with the SEC but are listed on TOKYO AIM will not be freely transferable due to restrictions under US securities law.