Section 2 (Registration/Notice Filing/Type of Office) asks the firm to report the name and/or CRD # of each supervisor(s)/person(s)-in-charge. Must the supervisor(s) or person(s)-in-charge reported be physically located at the branch office being registered (or notice filed)?
Yes. The supervisor(s) reported for every OSJ branch office and the person(s)-in-charge reported for every non-OSJ branch office must be located on-site at the branch office being registered (or notice filed). Do not report the name(s) of off-site supervisors in response to this question on the Form BR.
Related Questions
- Section 2 (Registration/Notice Filing/Type of Office) asks the firm to report the name and/or CRD # of each supervisor(s)/person(s)-in-charge. Must the supervisor(s) or person(s)-in-charge reported be physically located at the branch office being registered (or notice filed)?
- Section 2 (Registration/Notice Filing/Type of Office) asks the firm to report the name and/or CRD # of each supervisor(s)/person(s)-in-charge. Must the firm report a supervisor or person-in-charge for every branch office?
- How can the Web CRD users at my firm get access to the Equifax Employment Screening Report service through Web CRD?
