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Once a complaint is made to the Illinois Securities Department, how long does the investigation take before the matter is resolved?

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Once a complaint is made to the Illinois Securities Department, how long does the investigation take before the matter is resolved?

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There is no “typical” time frame for the resolution of complaints or inquiries; every situation is unique. In some instances, the complaint does not fall within the jurisdiction of the Illinois Securities Department, and the case file will be closed or referred to another agency. In any event, the Department will attempt to keep you informed of the progression/disposition of the case.

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