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Ohio requires that investment advisor representatives meet certain minimum requirements. How do I establish that I meet competency requirements?

April 26, 2017advisor certain Investment meet minimum Ohio Representatives requirements requires

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Ohio requires that investment advisor representatives meet certain minimum requirements. How do I establish that I meet competency requirements?

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There are two (2) methods for IARs to establish minimum competency: (1) by achieving and maintaining a designation of Certified Financial Planner, Chartered Financial Analyst, Chartered Financial Consultant, Chartered Investment Counselor, or Certified Public Accountant/Personal Financial Specialist; or (2) by achieving a passing score on one of the examinations of Series 6, 7, 22, 24, 26, 39, 62, 63, 65, or 66.