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NYSE Question #5 asks for the CRD number of the on-site Supervisor/Person-in-Charge who is responsible for the supervision at this location. Must the individual be on-site?

April 26, 2017asks crd nyse on-site person-in-charge responsible supervision supervisor

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NYSE Question #5 asks for the CRD number of the on-site Supervisor/Person-in-Charge who is responsible for the supervision at this location. Must the individual be on-site?

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For regular branch offices, this is the person on-site who has overall supervisory responsibility for that branch office and has the proper supervisory qualifications. For small branch offices, this is the person off-site who has supervisory responsibility and the proper supervisory qualifications unless the on-site person in charge of that office has the proper qualifications to supervise the activity being conducted.