Must co-principal executive officers (or co-principal financial officers) execute separate certifications or may both execute the same certification?
Co-principal executive officers (or co-principal financial officers) should each execute separate certifications. Question 17: If Section 302 certifications are not included in, for example, a Form 10-K or 10-Q filing, and an amendment will be filed to include the certifications, must the entire document be re-filed or can the amendment include only the signature pages? Answer: Because the certification relates to the entire Form 10-K or 10-Q filing, the amendment should include the entire filing, not just the signature pages.
Related Questions
- Must co-principal executive officers (or co-principal financial officers) execute separate certifications or may both execute the same certification?
- The Order is directed to principal executive officers and principal financial officers of large companies. Which companies?
- If an agency does not provide federal financial assistance, does the Executive Order apply to that agency?
