May a distribution participant (e.g., an underwriter) that is an affiliate of an issuer or selling security holder conduct passive market making in a covered security pursuant to Rule 103?
Related Questions
- If an issuer purchases its securities before the Regulation M restricted period begins for the security in distribution, may the settlement of this trade occur during the restricted period without violating Regulation M?
- Are affiliated purchasers of the issuer, a selling security holder, or of a distribution participant permitted to purchase the issuers securities that are being distributed?
- How does the Visec Security Software Affiliate Program work?
