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May a company use a Form 8-K to disclose an inducement grant in lieu of a press release?

April 26, 2017COMPANY disclose form inducement lieu press release

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May a company use a Form 8-K to disclose an inducement grant in lieu of a press release?

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No. If the company is relying on the exemption from shareholder approval contained in Listing Rule 5635(c)(4), the rule specifically requires disclosure through a press release.