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Many of our reps conduct their business at the clients home but then return to their primary residence with the paperwork. Must we register that location as a branch office?

April 26, 2017Business client conduct Home paperwork primary REGISTER REPS Residence Return

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Many of our reps conduct their business at the clients home but then return to their primary residence with the paperwork. Must we register that location as a branch office?

1 Answer

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10 Posted

A. Notice to Members 06-12 cleared up several issues on branch office registrations. Q&A8 clarifies that it will not be a violation solely because the rep brought a check or a certificate to their primary residence in order to process the paperwork.