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Is there a de-minimus exemption from registration as a dealer in Ohio?

April 26, 2017de-minimus Dealer Ohio registration

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Is there a de-minimus exemption from registration as a dealer in Ohio?

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There is no de-minimus exemption from registration as a dealer in Ohio, regardless of type of client (i.e retail vs. institutional). However, there are a limited number of exceptions from registration as a dealer in Ohio. The exceptions can be found in Ohio Revised Code Section 1707.14.