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Is the ADV Part II filed on-line?

April 26, 2017filed ii on-line

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Is the ADV Part II filed on-line?

1 Answer

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10 Posted

Due to a recent change in the IARD system, the Form ADV Part II now can be posted for public viewing on the IARD system. Although the SEC has taken a position of neither encouraging nor discouraging the posting of the ADV Part II by federally registered investment advisor firms, several state securities regulators are requiring that state registered firms file the Form ADV Part II on the IARD system.