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Is Stocks GPS a Registered Advisor or a Broker Dealer?

April 26, 2017advisor broker Dealer GPS registered stocks

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Is Stocks GPS a Registered Advisor or a Broker Dealer?

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No. Stocks GPS is a publisher Newsletter and is not registered as an investment adviser with the U.S. Securities and Exchange Commission. We are not a registered broker-dealer. Stocks GPS is a financial publications newsletter of general and regular circulation. 1. The publication offers only impersonal advice, i.e., advice not tailored to the individual needs of a specific client, group of clients, or portfolio. 2. The publication contains disinterested commentary and analysis rather than promotional material disseminated by someone touting particular securities, advertised lists of stocks “sure to go up,” or information distributed as an incident to personalized investment services. 3. The publication is of general and regular circulation rather than issued from time to time in response to episodic market activity or events affecting the securities industry.