Is Maas Capital a Registered Investment Advisor?
Yes, Maas Capital Advisors, LLC is an investment adviser registered with the United States Securities and Exchange Commission. As such, we must comply with a host of regulations designed to protect the consumer. One important question to ask when considering retaining a financial advisor is: “May I have a copy of your ADV Part II?” This document contains important information about the advisor’s education, qualifications, fiduciary duties, history of past violations, etc and must be filed with the state. You can obtain a copy of our Form ADV Part II on our website, under the section entitled Important Forms.
