Is Index Investor a Registered Investment Advisor?
No, we’re a media company. Our site is published in accordance with The Investment Advisers Act of 1940, Section 202(a)(11)(D) which excludes publishers of bona fide financial publications of general and regular circulation from the definition of an investment adviser, and the obligation to register as such under the Act. However, when and if we add interactive features to our site that would enable us to offer customized advice to individuals, we will certainly register.
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- Is Index Investor a Registered Investment Advisor?