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Is a fingerprint card required for each firm on a Form U-4 Filing, if the filing firms are part of a Simultaneous Filing Group (SFG)?

April 26, 2017card filing fingerprint firm firms form group simultaneous u-4

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Is a fingerprint card required for each firm on a Form U-4 Filing, if the filing firms are part of a Simultaneous Filing Group (SFG)?

1 Answer

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No. Only one fingerprint card is required for all SFG firms in connection with the Form U-4 Filing.