In which states is Newbridge Securities registered to do business?
4. Please describe the background and experience of the key management personnel? The President and CEO have a combined 40 years of experience, in both retail production and management roles. All key management personnel have extensive experience in their respective fields. For example, our Chief Operations Officer, Compliance Officer, Director of Research and Director of Independent Services have been in the securities industry for over 20 years. 5. Is Newbridge Securities a registered investment advisor (RIA)? No, however our affiliate, Newbridge Financial Services Group, Inc. (“NFSG”) is an SEC registered investment adviser. You may choose to affiliate with our RIA, or you may establish or maintain your own. NFSG’s primary financial planning/managed money platform is Envestnet, and the specific services and costs are available on the Firm’s intranet, “NSCnet.” 6. What is Newbridge Securities commitment to supporting advisors with independent offices? We are in a service business and
