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If the arbitrators award expungement, what is the next step for the member or associated person seeking expungement?

April 26, 2017Arbitrators associated award expungement person step

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If the arbitrators award expungement, what is the next step for the member or associated person seeking expungement?

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The party seeking expungement should send to FINRA at the address set forth below a written request for a waiver, along with relevant documents such as the statement of claim, the answer, any settlement agreement, the arbitration award, and any other relevant documents.