If I have passed C-3 but not C-4 (or visa versa) by 2009 will I be given credit?
Yes. A candidate with a QPA achieved through the current ASPPA program who has passed C-3 only (not C-4) will receive credit for the DOL Topics, Defined Benefit Topics, Investments, Distributions & Loans, and Fiduciary Topics modules. These candidates will need to complete the Related Groups & Business Transactions module, two of the three elective modules and the proctored CPC exam. For additional information please refer to the Transition Rules.
