If a Commission Evaluation of a Prospective Procurement concludes that an investment is compliant with the EPS, is a Compliance Filing still necessary?
Related Questions
- If a Commission Evaluation of a Prospective Procurement concludes that an investment is compliant with the EPS, is a Compliance Filing still necessary?
- What are the timelines for determining whether or not an investment is compliant with or exempt from the EPS?
- Electronic Filing for Investment Advisers on IARD: What Is IARD?