If a clearing firm executes a trade on behalf of a correspondent, and there is no give-up agreement in place, how is reporting accomplished?
Related Questions
- If a clearing firm executes a trade on behalf of a correspondent, and there is no give-up agreement in place, how is reporting accomplished?
- What are the times that must be reported to OATS when a correspondent receives an order and sends that order to a clearing firm?
- How do I review a trade report that I submitted, or that a clearing firm or service bureau submitted on my behalf?
