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If a case is referred to BEI for issuance of an enforcement action, does the compliance manager become the new case manager?

April 26, 2017Action bei Case compliance enforcement issuance manager referred

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If a case is referred to BEI for issuance of an enforcement action, does the compliance manager become the new case manager?

1 Answer

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10 Posted

Upon referral, a compliance manager is assigned to work in conjunction with the assigned case manager to prepare the enforcement action and facilitate compliance. If compliance is obtained the compliance manager will facilitate settlement of the penalty and memorialize the settlement within a settlement agreement. If the AONOCAPA is settled ahead of compliance through execution of an Administrative Consent Order, the compliance manager prepares the Administrative Consent Order and facilitates penalty settlement. The case manager remains the Department’s technical contact for the case.