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I solely refer clients to registered investment advisers, what qualification requirements are there for solicitors?

April 26, 2017advisers clients Investment qualification refer registered requirements Solicitors

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I solely refer clients to registered investment advisers, what qualification requirements are there for solicitors?

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Individuals who are reported as an IAR under an investment adviser solely to offer or negotiate for the sale of investment adviser services are exempted from the qualification requirements. However, solicitors seeking their independent registered investment advisory license must be qualified.