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I filed an “As-Of” trade report and a matching Execution Report in OATS. Why was my Execution Report marked late?

April 26, 2017as-of execution filed late marked matching oats report Trade

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I filed an “As-Of” trade report and a matching Execution Report in OATS. Why was my Execution Report marked late?

1 Answer

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The Execution Report was marked late because it was transmitted to OATS after 5 a.m. the following calendar day without the Rejected ROE Resubmit Flag set to “Y”.