Important Notice: Our web hosting provider recently started charging us for additional visits, which was unexpected. In response, we're seeking donations. Depending on the situation, we may explore different monetization options for our Community and Expert Contributors. It's crucial to provide more returns for their expertise and offer more Expert Validated Answers or AI Validated Answers. Learn more about our hosting issue here.

How is market maker status determined for purposes of determining which party has the responsibility for reporting a trade in an OTC Bulletin Board (OTCBB) or Pink Sheets security?

0
Posted

How is market maker status determined for purposes of determining which party has the responsibility for reporting a trade in an OTC Bulletin Board (OTCBB) or Pink Sheets security?

0

A204.2: With the implementation of the “executing party” trade reporting structure on August 3, 2009, guidance relating to the determination of market maker status for purposes of trade reporting is no longer applicable.

Related Questions

What is your question?

*Sadly, we had to bring back ads too. Hopefully more targeted.

Experts123