How does redlining work with Release 4.0, which was implemented March 18, 2002?
With Release 4.0, redlining will only compare filings submitted by the same firm. Redlining will not appear for filings submitted by different firms, or filings submitted with different form versions. Additionally, there will be no redlining on the first filing made for an individual on the revised Uniform Forms as it is not possible to perform a one-to-one comparison between the previous version and the new version due to the version changes. 6. What filing type should I choose if my firm is hiring an individual as an RR, and the individual is only registered as an RA with another firm and plans to maintain the RA registration with that firm? Your firm should submit a Dual Registration U-4 Filing. If the firm is jointly registered, the firm should choose Amendment to add an AG registration.
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- How does redlining work with Release 4.0, which was implemented March 18, 2002?
