How does NASDAQ communicate that a company does not comply with a continued listing standard?
Since August 2005, NASDAQ has broadcast an indicator over its market data dissemination network, noting when a NASDAQ-listed company failed to submit its regulatory filings on time, failed to meet NASDAQ’s continued listing standards, and/or filed for bankruptcy. The indicator will be displayed with quotation information related to the company’s securities on NASDAQ.com, NASDAQOMXTrader.com and by other third party providers of market data information. NASDAQ also posts a list of all non-compliant NASDAQ companies and the reason(s) for such non-compliance on our website. Click here to view the list.
Since August 2005, NASDAQ has broadcast an indicator over its market data dissemination network, noting when a NASDAQ-listed company failed to submit its regulatory filings on time, failed to meet NASDAQ’s continued listing standards, and/or filed for bankruptcy. The indicator will be displayed with quotation information related to the company’s securities on NASDAQ.com and NASDAQOMXTrader.com and may be displayed by other third party providers of market data information. NASDAQ also posts a list of all non-compliant NASDAQ companies and the reason(s) for such non-compliance on our website. Click here to view the list.
Related Questions
- Does NASDAQ have the authority to delist a company that otherwise meets the quantitative and qualitative criteria for initial or continued listing?
- Must a company obtain approval from NASDAQ in order to utilize the "exceptional and limited circumstances" according to Listing Rule 5605(e)(3)?
- How does NASDAQ communicate that a company does not comply with a continued listing standard?
