How does a floor broker or floor trader get access to the Online Registration System?
Like firms, floor brokers and floor traders must establish security accounts with NFA by completing an enrollment form. However, FB/FTs may not designate anyone except themselves as the Security Manager. When a FB/FT submits the enrollment form, the FB/FT will be provided with a temporary password. NFA will notify the FB/FT by letter when it approves the enrollment request and will provide a UserID for the FB/FT to use along with the temporary password to login to ORS. The first time that the FB/FT logs in, ORS will prompt him or her to change the password, after which the FB/FT will have access to ORS. As their own Security Manager, they can establish other user sub-accounts but may only assign view only or update security levels for those users. The FB/FT Security Manager has the same authority and responsibility for his or her security account as a firm’s Security Manager has for a firm’s security account.
Like firms, Floor Brokers (FB) and Floor Traders (FT) must establish security accounts with NFA by completing an enrollment form. However, a FB or a FT may not designate anyone else as the Security Manager. NFA will notify the FB or FT by letter when it approves the enrollment request and will provide a User Name for the FB or FT to use along with a temporary password to log in to ORS.
