Important Notice: Our web hosting provider recently started charging us for additional visits, which was unexpected. In response, we're seeking donations. Depending on the situation, we may explore different monetization options for our Community and Expert Contributors. It's crucial to provide more returns for their expertise and offer more Expert Validated Answers or AI Validated Answers. Learn more about our hosting issue here.

How does a CTA file a disclosure document?

April 26, 2017CTA disclosure DOCUMENT file

0

Posted

How does a CTA file a disclosure document?

1 Answer

0

Posted

A CTA must file its disclosure document through NFA’s online Disclosure Document System. Only individuals authorized by the firm have access to the Disclosure Document System. To file a disclosure document or learn how to become authorized, go to Electronic Filings.