How does a company request an interpretation of NASDAQs rules?
Issuers or their representatives are encouraged to contact Listing Qualifications with any questions regarding the applicability of the rules. Any guidance provided by Staff by telephone is not definitive. To request a definitive interpretation, the company or its representative must submit a written request, identifying the NASDAQ-listed company and providing the relevant facts. Pursuant to Listing Rule 5601, a company is required to submit to NASDAQ a non-refundable fee in connection with the request. Please see the Interpretative Process for more details regarding the submission of the request and the applicable fees.
Issuers or their representatives are encouraged to contact Listing Qualifications with any questions regarding the applicability of the rules. Any guidance provided by Staff by telephone is not definitive. To request a definitive interpretation, the company or its representative must submit a written request, identifying the NASDAQ-listed company and providing the relevant facts. Pursuant to Listing Rule 5602, a company is required to submit to NASDAQ a non-refundable fee in connection with the request. Please see the Interpretative Process for more details regarding the submission of the request and the applicable fees.
Related Questions
- Is a company required to notify NASDAQ when it becomes non-compliant with one of the corporate governance rules, as set forth under Listing Rule 5600 Series?
- Is a company required to notify NASDAQ when it becomes noncompliant with one of the corporate governance rules, as set forth under Listing Rule 5600 Series?
- How does a company request an interpretation of NASDAQs rules?
