How does a company request a financial viability exception?
A company must submit a written request for a financial viability exception, directed to Listing Qualifications. NASDAQ will provide a written response to the request. The company must obtain NASDAQ’s approval to rely upon the financial viability exception prior to proceeding with the transaction.
Related Questions
- Can a company that receives a financial viability exception issue any securities in the transaction prior to the end of the ten-day notice period?
- Is the companys audit committee required to approve reliance on a financial viability exception?
- How does a company request a financial viability exception?
