How Do You Invest Without A Broker?
Although there is no law that requires a broker to facilitate the purchase or sale of stock, certain special circumstances do [e.g. if the stock is restricted or unregistered with the Securities and Exchange Commission (SEC)]. The reality is that so long as stock has been registered with the SEC, and all stocks traded through the exchanges must be, then the purchase and sale of stock is open freely to the public. As a result the utilization of brokers, though very advisable, is merely a recommendation. If brokering your investments is not for you, then these steps will guide you on how to invest without the aid of a broker. Invest in stocks directly from an acquaintance, friend, or relative. Negotiate the terms of the sale, and then consult the company on the sale of those shares. Speak with their investor relations (or similar) department and request the Transfer Agent. Allow the Agent to guide your direct stock purchase with another party. Complete the sale and confirm the transfer b
