How Do You Become A Stockbroker Without College?
“Stockbroker” is a generic title that can be used to describe many professionals. Typically, a stockbroker is considered to be someone who accepts trading instructions, or “orders,” from clients for the purpose of buying or selling stocks on one of the public stock exchanges. Becoming a stockbroker requires certain licenses and background checks. Open a window to take the necessary securities examinations. To sit for the required regulatory exams, a time range, or window, during which you will take the exams must be submitted to the SEC. This window can only be opened by an investment company that is registered with the proper regulatory agencies. The exams cannot be taken by individuals on their own without such sponsorship. Determine the appropriate regulatory exams for your desired position. A Series 6 license permits a stockbroker to buy and sell mutual funds on the behalf of a client, but not stocks or options. To be able to buy or sell stocks, bonds or options, a Series 7 license
