How do members report via the NSCC Interface?
FINRA and the National Securities Clearing Corp. (NSCC) have agreed that members may submit transaction reports to the NSCC, which will forward them to FINRA. The NSCC interface, allows members to transmit initial transaction reports for T-date and “as of” transactions for both customer and broker-dealer transactions.
Related Questions
- I understand that faculty members at some other universities are required to report their effort only twice or even just once per year. Why does UTMB require faculty to report quarterly?
- What is the preliminary report being presented to the Panel members?
- How do members report via the Computer-To-Computer Interface (CTCI)?
