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How do I use BrokerCheck?

April 26, 2017brokercheck

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How do I use BrokerCheck?

2 Answers

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Simply perform a BrokerCheck search after accepting FINRA BrokerCheck terms and conditions. Once you perform a search, you can view a report summary on a brokerage firm or broker. You then have the option to download, print, or click through a complete report about a firm or broker’s background. The BrokerCheck report reflects information that FINRA requires brokers, brokerage firms, and regulators to report as part of the securities industry’s registration and licensing process.

0

Posted

Simply perform a BrokerCheck search after accepting the FINRA BrokerCheck Terms & Conditions. Once you perform a search, you can view a report summary on a brokerage firm or broker. You then have the option to download, print, or click through a complete report about a firm or broker’s background. The BrokerCheck report reflects information that FINRA requires brokers, brokerage firms, and regulators to report as part of the securities industry’s registration and licensing process.