How can streamlining company stock transactions through one brokerage firm benefit me?
• Consolidating all company stock transactions with one brokerage firm • Verifying with the company that the transaction has been pre-approved • Providing transaction details back to the company for timely and accurate SEC reporting What is the advantage of having an account with Merrill Lynch? Merrill Lynch is an industry leader with a knowledgeable and experienced staff dedicated to servicing and monitoring Officer and Director accounts and communicating with Issuer’s General Counsel. Must I enter into a written agreement? You must sign a Client Service Authorization Form authorizing Merrill Lynch to (1) verify with your company that your regular open market sales and purchases have been pre-approved; and (2) provide your company with transaction information regarding regular open market sales and purchases. How much do these services cost? There is no additional fee for these services. You will however, still be subject to the regular commissions and fees related to your Merrill Lyn
