How can Form SH be filed, and will a Word copy be available?
Form SH cannot be filed in Word. Like most EDGAR filings, it may be filed in ASCII or HTML. (This is unlike Form 13F, which may be filed only in ASCII.) The EDGAR submission types, which are explained in Instruction 11 of the Form, are SH-ER and SH-NT. Both of them can be amended by adding /A. Form SH will be available for filing on EDGARLink by 6:00 a.m. Monday, September 29. Because of time constraints, the staff does not plan to provide any reduced content specifications. A Word copy of Form SH has been posted on the SEC’s web site, available at http://sec.gov/about/forms/formsh.doc. Although Instruction 3 to Form SH requires that the filer mark each page as non-public, it is not necessary to do anything else different when filing the form than for any other EDGAR filing. The EDGAR system itself will treat all Forms SH as non-public. Two weeks after the due date, these Forms will be made public on our web site. If the date on which the filings would be made public is a non-business
