How are purchases and sales apportioned among accounts?
The Trade Opt system helps NCM Capital control allocations. In general, if more than 10% of the order is executed, shares are prorated across all client portfolios. If less than 10% of the order is executed, accounts with positions of 0.2% or less receive first allocations, at the discretion of the trader and portfolio manager. Priority is given to accounts with special mandates, accounts that are under- or overweighted in the security and accounts with lower or higher cash positions.
