How are fees processed for affiliated firms (firms NOT a part of a Simultaneous Filing Group)?
Related Questions
- Is a fingerprint card required for each affiliated firm on a Form U-4 Filing if the affiliated firms are not part of a Simultaneous Filing Group?
- Is a fingerprint card required for each firm on a Form U-4 Filing, if the filing firms are part of a Simultaneous Filing Group (SFG)?
- How are fees processed for Simultaneous Filing Group firms (applicable only to Joint BD/IA firms)?