Having attempted and passed the following LE papers, what certificate(s) will I obtain and when will the 3-year completion period expire?
Paper 8 on 21 June 2009 Paper 7 on 20 July 2009 Paper 1 on 23 August 2009 Paper 9 on 21 September 2009 According to the existing examination policy, you will be entitled to a Practising Certificate in Securities in August 2009 and a Practising Certificate in Derivatives in September 2009. The 3-year completion period will commence from 21 June 2009, and will expire on 30 June 2012. Will I get a Specialist Certificate in Derivatives if I pass Paper 3 in July 2012? The certificate will not be granted to you if you obtain a pass in Paper 3 after the 3-year completion period, which expires in June 2012. HKSI Professional Diploma in Financial Markets (PDFM) 1. What is the PDFM? The HKSI Professional Diploma in Financial Markets (PDFM) aims to set a standard of competency across the securities and investment industry and to examine whether individuals have acquired the knowledge of principles and practices that apply to their job functions. The PDFM is a 5-year programme which is modularised
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