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During the conversion to Form BR of branches that were opened via Schedule E, which date did FINRA use as the “effective date” for the Supervisors of those converted branches?

April 26, 2017br branches conversion FINRA form opened schedule e

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During the conversion to Form BR of branches that were opened via Schedule E, which date did FINRA use as the “effective date” for the Supervisors of those converted branches?

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For purposes of the conversion, FINRA used the individuals’ date of hire with the firm as the “effective date” (i.e., the date that they became supervisors at that branch) as shown on Form U4.