Doesn my client/company have to go through an expensive registration process with the Securities and Exchange Commission before the Reg D can be marketed?
Not with a Regulation D offering. These offerings were designed to be utilized by clients/companies that needed to raise capital in amounts much smaller than a traditional IPO (typical companies raise between $50,000 to $1,000,000,000 and more under Regulation D, though there is no dollar limit placed on Reg D 506’s). The SEC only requires that an 8 page compliance document (Form D) be filed and it is an “information only” filing – not a filing that is subject to approval or review. Similar forms are filed in the States where actual investors reside or do business.
Related Questions
- Doesn my client/company have to go through an expensive registration process with the Securities and Exchange Commission before the Reg D can be marketed?
- How can I view documents MetroPCS has filed with the Securities and Exchange Commission (SEC)?
- How do I get a companys annual report and its Securities & Exchange Commission filings?
