Does thinkorswim participate in the Customer Identification Program?
Yes, in accordance with rules handed down by the Securities and Exchange Commission (SEC) and the Department of the Treasury. thinkorswim will use information submitted by you at the time of account opening such as: Name, Address, Social Security Number or Tax ID to provide reasonable assurance to ourselves and regulators that you are who you say you are.
Related Questions
- If a customer is located in Vineland Municipal Utility territory, can the customer participate in the SREC-Based Financing Program as an ACE customer?
- If a student is identified for the GATE program but does not choose to participate, is the identification status lost?
- Who can participate in the Preferred Customer Program?
