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Does the NFA assessment fee apply to Over-the-Counter (“OTC”) transactions?

April 26, 2017assessment fee nfa OTC over-the-counter transactions

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Does the NFA assessment fee apply to Over-the-Counter (“OTC”) transactions?

1 Answer

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If the OTC transaction does not occur on or subject to the rules of a futures exchange, the NFA assessment fee does not apply. InterContinental Exchange (“ICE”) trades are examples of OTC transactions that are exempt from the NFA assessment fee.