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Does the Division have current information about companies that issue securities?

April 26, 2017companies division ISSUE securities

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Does the Division have current information about companies that issue securities?

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Possibly. It depends whether the company has submitted a filing to the Division. Remember that a company can comply with the Ohio Securities Act, but not need to submit a filing to the Division. The Division does not have requirements that routine financial reports be filed with the Division after the offering becomes effective. Furthermore, the only information the Division does retain is information that is contained in a filing submitted to the Division.