Important Notice: Our web hosting provider recently started charging us for additional visits, which was unexpected. In response, we're seeking donations. Depending on the situation, we may explore different monetization options for our Community and Expert Contributors. It's crucial to provide more returns for their expertise and offer more Expert Validated Answers or AI Validated Answers. Learn more about our hosting issue here.

Does the Commonwealth of Virginia sponsor individuals to take investment advisor or broker-dealer agent examinations?

April 26, 2017advisor agent broker-dealer commonwealth examinations individuals Investment sponsor Virginia

0

Posted

Does the Commonwealth of Virginia sponsor individuals to take investment advisor or broker-dealer agent examinations?

1 Answer

0

Posted

A. No. An individual does not need sponsorship to take the Series 63, Series 65, or Series 66 examinations. All other examinations are regulated by the FINRA or some other self-regulatory authority.