Does the assessment fee apply to trades of non-U.S. customers on foreign exchanges?
19. Does an FCM pay an assessment fee on transactions which are merely bookkeeping entries, such as those made to correct errors or to transfer a position from the books of one FCM to the books of another? No. The term “round-turn” excludes offsets which do not represent an actual transaction but which are merely bookkeeping entries such as those made to correct errors or to transfer a position from the books of one FCM to the books of another. Back to the Top Does an FCM pay an assessment fee on transactions which are merely bookkeeping entries, such as those made to correct errors or to transfer a position from the books of one FCM to the books of another? 20. Concerning linked-market transactions, how do NFA assessment fees apply to futures positions executed on a foreign exchange (e.g., the Singapore International Monetary Exchange (“SIMEX”)) to be offset against positions executed on a domestic exchange (e.g., the Chicago Mercantile Exchange (“CME”)) and vice versa? Any futures tr
