Does Diamond Consultants work for a particular firm?
No, we are independent recruiters. Our independence allows us to better serve both our candidates and clients. We will never attempt to force a fit between a candidate and a firm. Our job is to find the right firm for you and your clients. Our goal is to streamline the process of matching the right candidates with the right brokerage firms or banks based upon the candidates’ personal, professional, and financial goals, as well as those of their clients. “I have a question about my U-4/ U-5. Who should I talk to?” Questions concerning your U-4/U-5 are best answered by an attorney or other securities professional (We would be happy to refer you to a competent attorney who specializes in the area of broker compliance and employment issues.) If you have general questions about how your U-4 or U-5 reads, or its impact upon your ability to change firms, please call Diamond Consultants directly and we will be happy to talk with you personally.
